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SEC Rule 10b-5
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131	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 5, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 17:01:44 Finance Corporate finance 73rd United States Congress United States Securities and Exchange Commission Stock market Tender offer Insider trading SEC Rule 10b-5 Securities Exchange Act United States securities law Financial economics Financial system
132	20 / Regulation / Winter 2014–2015 S E C U R I T I E S & E XC H A N G E From Basic to Halliburton Judges made the securities class action mess, but who can clean it up? Add to Reading List Source URL: object.cato.org Language: English - Date: 2014-12-29 11:11:23 Economy of the United States Corruption Private Securities Litigation Reform Act SEC Rule 10b-5 Securities fraud Central Bank of Denver v. First Interstate Bank of Denver Securities Exchange Act Class action U.S. Securities and Exchange Commission United States securities law Law Corporate crime
133	ORMAT TECHNOLOGIES, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Corporation Securities ___________________ This Policy provides guidelines to employees, officers and directors of Add to Reading List Source URL: www.ormat.com Language: English - Date: 2014-07-02 11:09:51 Corruption Insider trading Stock market SEC Rule 10b5-1 Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Corporation Securities and Exchange Commission Law United States securities law Business
134	Special Matters & Government Investigations Practice Group December 8, 2014 Friends and Family: Keeping Loved Ones Safe from Insider Trading Temptations The holidays are in full swing, and now is the perfect time for exe Add to Reading List Source URL: www.kslaw.com Language: English - Date: 2014-12-05 13:41:39 Economics Financial economics Insider trading Stock market U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act Securities fraud SAC Capital Advisors Corruption United States securities law Financial system
135	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 12, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-11-12 16:18:05 Financial regulation New Deal Securities Act SEC Rule 10b-5 Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
136	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 22, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 12:29:55 Finance 73rd United States Congress United States Securities and Exchange Commission Hedge fund SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Exchange Act Financial economics United States securities law Investment
137	Whitman v. United States of America, 2014 WL[removed]2014 WL[removed]U.S.) (Appellate Petition, Motion and Filing) Supreme Court of the United States. Douglas F. WHITMAN, Petitioner, v. Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-11-12 16:47:27 Insider trading Financial system Economics Financial economics Chiarella v. United States Securities Exchange Act United States securities law SEC Rule 10b5-1 SEC Rule 10b-5
138	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 23, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-23 17:32:37 Accountancy Vitesse Semiconductor Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Sarbanes–Oxley Act Securities regulation in the United States SEC Rule 10b-5 United States securities law Business Financial regulation
139	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-30 10:39:23 Financial regulation Government Securities Exchange Act Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Investment Advisers Act Securities regulation in the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
140	Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Global X JP Morgan Efficiente Index and Global X JP Morgan US Sector Rotator Index ETFs Pursuant to Exchange Act Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-22 09:47:09 United States securities law Funds Financial markets Financial services Exchange-traded fund Securities regulation in the United States Short SEC Rule 10b-5 Securities Exchange Act Financial economics Investment Finance

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